Unclaimed
Katie Olivia Nicholson is a financial advisor with Blackrock Investments, LLC, a leading investment management firm. Katie is licensed to provide investment advice in 53 states and the District of Columbia. Katie has been working in the securities industry since December 10, 2017. Her previous experience includes a role at Schroder Fund Advisors LLC. Katie holds the Series 63, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
02/02/2022 - Present
Blackrock Investments, LLC (BOSTON MA)
NY
10/23/2017 - 12/14/2021
SCHRODER FUND ADVISORS LLC (NEW YORK NY)
BC
Issued 05/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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