Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Beavers is a financial advisor at Northwestern Mutual Investment Services, LLC. Katie has been in the industry since May 2018 and has licenses for both Series 63 and Series 7, as well as the SIE exam. Katie is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in Virginia, Maryland, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
05/07/2018 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
BC
Issued 07/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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