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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Ogden is a financial advisor with Principal Securities, Inc., a company that manages over $12 billion in assets. Katie has been in the financial services industry since 2013. Katie holds the Series 6, 7, 63, and 65 securities licenses and has passed the SIE exam. Katie is licensed in Wyoming and has been registered as a broker-dealer and investment advisor representative in several states, including Arizona, California, Colorado, Idaho, Minnesota, Montana, and Wyoming. Katie specializes in working with individuals, high-net-worth individuals, corporations, and charitable organizations. Katie provides financial planning, portfolio management, and investment advisory services. Katie is also a licensed realtor and has been involved in the Laramie community for many years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
WY
09/15/2023 - Present
Principal Securities, Inc. (LARAMIE WY)
WY
05/01/2020 - 09/25/2023
LPL FINANCIAL LLC (LARAMIE WY)
CO
04/18/2017 - 01/23/2020
BANCWEST INVESTMENT SERVICES, INC. (STEAMBOAT SPRINGS CO)
WY
12/02/2014 - 04/19/2017
NYLIFE SECURITIES LLC (LARAMIE WY)
WY
11/05/2007 - 08/17/2009
EQUITRUST MARKETING SERVICES, LLC (LARAMIE WY)
IA
Issued 05/09/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/02/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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