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Katie Marie Tickner

Charles Schwab & CO., Inc.

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About Katie Marie Tickner

Katie Marie Tickner is a registered representative with Charles Schwab & CO., Inc. with over 13 years of experience in the financial services industry. Katie has held previous positions at Fidelity Brokerage Services LLC, Morgan Stanley, MWA Financial Services Inc., AXA Advisors, LLC, First Command Financial Planning, Inc. and Edward Jones. Katie holds the Series 66 and Series 65 licenses and is registered in 13 states. Katie is also a licensed real estate broker in Florida.

Firm Information

Katie Tickner is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Katie Tickner’s Registration & Firm History

OR

04/16/2018 - Present

Charles Schwab & CO., Inc. (Portland OR)

OR

02/11/2015 - 03/14/2018

FIDELITY BROKERAGE SERVICES LLC (TIGARD OR)

OR

07/25/2013 - 01/20/2015

MORGAN STANLEY (PORTLAND OR)

FL

04/10/2012 - 05/06/2013

MWA FINANCIAL SERVICES INC. (CLEARWATER FL)

FL

01/14/2010 - 07/07/2010

AXA ADVISORS, LLC (TAMPA FL)

FL

05/05/2009 - 06/17/2009

FIRST COMMAND FINANCIAL PLANNING, INC. (TAMPA FL)

MO

04/15/2008 - 10/06/2008

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 09/19/2013

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/24/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Katie Marie Tickner.
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