Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Hughes is a financial advisor with over 20 years of experience in the industry. Katie has a strong background in providing financial planning and investment management services to individuals, families, and businesses. Katie is a registered representative of Janney Montgomery Scott LLC, a national financial services firm, and is licensed to provide investment advice in multiple states. Katie is committed to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
10/24/2022 - Present
Janney Montgomery Scott LLC (Lutherville (Greenspring) MD)
MD
04/10/2018 - 10/27/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Lutherville Timonium MD)
MD
09/13/2017 - 04/25/2018
CHAPIN, DAVIS (BALTIMORE MD)
MD
08/11/2015 - 08/08/2017
WELLS FARGO CLEARING SERVICES, LLC (BALTIMORE MD)
MD
11/15/2013 - 08/13/2015
BENJAMIN F. EDWARDS & COMPANY, INC. (BALTIMORE MD)
MD
06/19/2006 - 11/19/2013
WELLS FARGO ADVISORS, LLC (BALTIMORE MD)
MD
12/02/2004 - 12/21/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BALTIMORE MD)
MD
10/22/2001 - 12/11/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 03/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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