Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Erich is a registered representative with Alps Distributors, Inc. and has been in the industry since August 19, 2008. Katie has held previous positions with T. Rowe Price Investment Services, Inc. and ADP Broker-Dealer, Inc. Katie has a Series 7 and Series 66 license. Katie is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
01/18/2024 - Present
Alps Distributors, Inc. (Baltimore MD)
MD
06/30/2017 - 01/17/2024
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
NJ
08/31/2016 - 06/29/2017
ADP BROKER-DEALER, INC. (ROSELAND NJ)
MD
08/19/2008 - 08/29/2016
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BOTH
Issued 09/18/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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