Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Louise O'Connor is an investment advisor representative with Assembly Wealth, based in Mill Valley, CA. Katie has been in the financial services industry since 2013 and has a strong track record of providing personalized financial advice and wealth management services to her clients. Katie holds the Series 66, Series 7, and SIE exams. Katie is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/22/2015 - Present
Assembly Wealth (MILL VALLEY CA)
CA
12/11/2014 - 08/31/2016
PROSPERA FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
NY
12/18/2013 - 07/15/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 02/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
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