Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Lopresti is a financial advisor with Fidelity Brokerage Services LLC. Katie has been in the financial services industry since 2012 and has experience with various financial products and services. Katie is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered with the Securities and Exchange Commission (SEC) as a broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
06/02/2015 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NJ
01/20/2022 - 08/22/2022
DIGITAL BROKERAGE SERVICES LLC (JERSEY CITY NJ)
MA
01/20/2022 - 08/22/2022
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
OH
09/17/2012 - 03/26/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CINCINNATI OH)
BC
Issued 11/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/14/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
N
New York Stock Exchange
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