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Katie Leigh Wayne

Penserra Securities, LLC

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About Katie Leigh Wayne

Katie Leigh Wayne is a financial advisor with Penserra Securities, LLC, located in Orinda, CA. Katie has been in the industry since September 30, 2020 and has experience with both Series 7 and Series 66 licenses. Katie is registered with the states of California, Illinois, New Jersey and New York.

Firm Information

Katie Wayne is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katie Wayne’s Registration & Firm History

CA

02/18/2021 - Present

Penserra Securities, LLC (ORINDA CA)

CA

10/18/2019 - 03/05/2020

EDWARD JONES (VACAVILLE CA)

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Licenses & Designations

BOTH

Issued 11/08/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/24/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Katie Leigh Wayne.
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