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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie-lee? Claim Your ProfileKatie-Lee Kallin is an investment advisor representative with Cetera Investment Advisers LLC. Katie-Lee has been in the industry since January 9, 2008. Katie-Lee has passed the Series 7, Series 24, Series 52, Series 53, and SIE exams. Katie-Lee has been registered with the Financial Industry Regulatory Authority (FINRA) since December 22, 2012 and is currently registered with FINRA and Cetera Investment Advisers LLC. Katie-Lee is also registered with the state of Massachusetts as an Investment Advisor Representative. Katie-Lee specializes in providing financial planning, portfolio management, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
03/21/2024 - Present
Cetera Investment Advisers LLC (WESTBOROUGH MA)
MA
09/16/2009 - 03/23/2011
LPL FINANCIAL LLC (MARLBOROUGH MA)
MA
12/12/2007 - 09/16/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (MARLBOROUGH MA)
BOTH
Issued 12/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/9/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/2012
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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