Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Johnston is a financial advisor at Commonwealth Financial Network. Katie has been working in the financial industry since 2010. Katie is a registered representative with the state of New York and is also registered with the state of Arkansas, Connecticut, Florida, Hawaii, Indiana, Massachusetts, New Hampshire, New Jersey, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Vermont, and Virginia. Katie holds the Series 63, Series 7, and SIE exams. Katie's focus areas are financial planning, pension consulting, educational seminars, and portfolio management. Katie also has a long history with Nourish Wealth Management, Inc., and has been working with the firm since 2010. Katie is a registered representative of Commonwealth Financial Network.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
06/29/2021 - Present
Commonwealth Financial Network (Saugerties NY)
ME
06/19/2008 - 07/17/2008
H.D. VEST INVESTMENT SERVICES (FARMINGDALE ME)
BC
Issued 07/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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