Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Draeger is a financial advisor with Northwestern Mutual Investment Services, LLC. Katie has been in the financial services industry since 2010. Katie is registered with the state of Wisconsin and holds Series 6, 7, 63, and 66 securities licenses. Katie has previously worked at Robert W. Baird & Co. Incorporated and Edward Jones. Katie is committed to providing personalized financial advice to help her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
08/06/2018 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
08/19/2010 - 04/07/2014
ROBERT W. BAIRD & CO. INCORPORATED (WEST BEND WI)
MO
01/06/2010 - 03/26/2010
EDWARD JONES (ST. LOUIS MO)
BC
Issued 12/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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