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Katie Joyce Chase

Thrivent Investment Management Inc.

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About Katie Joyce Chase

Katie Joyce Chase is a financial professional with over 10 years of experience in the industry. Katie currently works at Thrivent Investment Management Inc. and previously held positions at Thrivent Distributors, LLC and Thrivent Investment Management Inc.. Katie holds multiple licenses and certifications, including Series 6, Series 63, Series 26, Series 99TO and SIE.

Firm Information

Katie Chase is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Katie Chase’s Registration & Firm History

WI

09/28/2020 - Present

Thrivent Investment Management Inc. (APPLETON WI)

WI

11/11/2015 - 01/17/2020

THRIVENT DISTRIBUTORS, LLC (Appleton WI)

WI

09/02/2009 - 12/24/2015

THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)

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Licenses & Designations

BC

Issued 08/18/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katie Joyce Chase.
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