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Katie Johnson

Fidelity Brokerage Services LLC

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About Katie Johnson

Katie Johnson is a registered representative with Fidelity Brokerage Services LLC. Katie has been in the industry since 2024. Katie holds Series 7TO, SIE, and Series 63 licenses. Katie is registered to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Katie Johnson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katie Johnson’s Registration & Firm History

KY

08/01/2024 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 08/16/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/03/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Katie Johnson.
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