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Katie Jo Thomas

Avantax Planning Partners, Inc.

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About Katie Jo Thomas

Katie Jo Thomas is a financial advisor with Avantax Planning Partners, Inc., located in DUBUQUE, IA. Katie Jo Thomas is a Certified Financial Planner. Katie Jo Thomas has been working in the financial industry for 10 years, and has been registered with Avantax Planning Partners, Inc. since 2011. Katie Jo Thomas was also previously employed with PROEQUITIES, INC. Katie Jo Thomas specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Katie Jo Thomas also provides selection of other advisors.

Firm Information

Katie Thomas is currently registered with Avantax Planning Partners, Inc.. Avantax Planning Partners, Inc. is a financial advisory firm based in DUBUQUE, IA, with over 248 investment adviser representatives and 92 registered representatives. They offer financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and have over $6.3 billion in regulatory assets under management. They primarily work with individuals, high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, and charitable organizations.
Avantax Planning Partners, Inc.

3390 ASBURY ROAD

DUBUQUE, IA 52002-2801

$6.38B

Assets Under Management

4

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Katie Thomas’s Registration & Firm History

IA

03/08/2011 - Present

Avantax Planning Partners, Inc. (DUBUQUE IA)

IA

11/01/2013 - 10/01/2020

PROEQUITIES, INC. (DUBUQUE IA)

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Licenses & Designations

BC

Issued 11/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Katie Jo Thomas.
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