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Katie Green Garrett

Charles Schwab & CO., Inc.

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About Katie Green Garrett

Katie Green Garrett is a financial professional with over 14 years of experience in the industry. Katie is a registered representative and investment advisor representative. She has held Series 6, 7, 63, and 65 licenses and is currently registered with Charles Schwab & CO., Inc. in Georgia and Colorado. Katie has previously worked with John Hancock Distributors LLC in Atlanta, Georgia, and Resources Investment Advisors, LLC in Overland Park, Kansas. Katie specializes in providing financial planning advice and has a track record of success in helping clients achieve their financial goals. She is committed to providing personalized service and building strong relationships with her clients.

Firm Information

Katie Garrett is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Katie Garrett’s Registration & Firm History

CO

09/16/2021 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

GA

08/07/2008 - 11/14/2011

JOHN HANCOCK DISTRIBUTORS LLC (ATLANTA GA)

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Licenses & Designations

BC

Issued 09/20/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/24/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/03/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Katie Green Garrett.
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