Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Gitlin Rouff-ward is a financial advisor who has been in the industry for over 20 years. Katie is registered with Wells Fargo Clearing Services, LLC. She holds the Series 66, SIE, and Series 7 licenses. She is also a Certified Financial Planner. Katie's prior experience includes working for Prudential Investment Management Services LLC. Katie provides services to individuals, high-net-worth individuals, pension and profit sharing plans, corporations, charitable organizations, and insurance companies. Katie's areas of specialization include investment consulting services to institutional clients. Katie also holds power of attorney for her mother and father, which she manages on a limited basis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/23/2013 - Present
Wells Fargo Clearing Services, LLC (RED BANK NJ)
NJ
08/20/2001 - 09/23/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BOTH
Issued 10/18/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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