Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Schroeder is a financial professional with over 15 years of experience in the industry. Katie is currently registered with AMG Distributors, Inc. in Stamford, Connecticut. Previously, Katie worked at UBS Financial Services Inc. and UBS Global Asset Management (US) Inc., both in New York. Katie holds the Series 7, Series 24 and Series 66 licenses. Katie also holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/20/2015 - Present
AMG Distributors, Inc. (STAMFORD CT)
NY
11/07/2006 - 04/08/2015
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
03/20/2006 - 11/13/2006
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 08/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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