Unclaimed
Katie Brewer is a registered representative with Vanguard Marketing Corp., licensed in all 50 states and Puerto Rico. Katie has passed the Series 7TO, Series 63, and SIE exams. Katie joined Vanguard Marketing Corp. in August 2022 and is located in the Charlotte, NC office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/12/2022 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 09/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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