Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Ellis is a financial advisor at Truist Advisory Services, Inc. Katie has been in the industry since 2018. Katie is registered to provide investment advice in 53 states and is also registered with FINRA. Katie has a Series 7, Series 6, Series 63 and SIE license. Katie has experience working with individuals, high-net-worth individuals, corporations, and other businesses. Katie offers financial planning, portfolio management, and other advisory services. Katie previously worked at BB&T Securities, LLC, and First Citizens Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/21/2024 - Present
Truist Advisory Services, Inc. (GASTONIA NC)
NC
10/23/2019 - 02/17/2021
BB&T SECURITIES, LLC (GASTONIA NC)
NC
08/22/2017 - 03/11/2019
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
BC
Issued 06/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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