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Katie Elizabeth McMillan

Valic Financial Advisors, Inc.

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About Katie Elizabeth McMillan

Katie McMillan is a financial advisor with Valic Financial Advisors, Inc. Katie has been working in the financial services industry since 2009. Katie is licensed in North Carolina. Prior to joining Valic Financial Advisors, Katie worked with Northwestern Mutual Investment Services, LLC, LPL Financial LLC, and Commonwealth Financial Network. Katie specializes in financial planning and portfolio management for individuals.

Firm Information

Katie McMillan is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Katie McMillan’s Registration & Firm History

NC

10/16/2019 - Present

Valic Financial Advisors, Inc. (DURHAM NC)

MI

10/26/2018 - 08/23/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PORTAGE MI)

NC

07/19/2016 - 11/30/2017

VALIC FINANCIAL ADVISORS, INC. (DURHAM NC)

NC

05/15/2015 - 02/23/2016

LPL FINANCIAL LLC (RALEIGH NC)

PA

09/29/2010 - 02/24/2015

PURSHE KAPLAN STERLING INVESTMENTS (WEXFORD PA)

PA

08/13/2009 - 09/10/2010

COMMONWEALTH FINANCIAL NETWORK (SEWICKLEY PA)

PA

12/10/2007 - 08/12/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 04/27/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katie Elizabeth McMillan.
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