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Katie Dawn Messer

Northwestern Mutual Investment Services, LLC

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About Katie Dawn Messer

Katie Dawn Messer is a registered investment advisor with Northwestern Mutual Investment Services, LLC, located in Olathe, Kansas. Katie has been in the industry since September 18, 2000, and has been registered with the state of Kansas since August 22, 2006. Previously, Katie worked for ROBERT W. BAIRD & CO. INCORPORATED in Milwaukee, Wisconsin. Katie has a variety of licenses including Series 6, Series 7, and Series 66. Katie is also registered in over 20 states. Katie may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Katie Messer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Katie Messer’s Registration & Firm History

KS

08/22/2006 - Present

Northwestern Mutual Investment Services, LLC (Olathe KS)

WI

07/03/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 07/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/18/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katie Dawn Messer.
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