Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Sleipness is a financial professional with over 14 years of experience in the industry. Katie is currently registered with Wedbush Securities Inc. and is located in Seattle, Washington. Katie has a strong background in securities and investment advisory services. Katie is also a registered principal and holds several industry certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
11/02/2023 - Present
Wedbush Securities Inc. (SEATTLE WA)
GA
08/31/2022 - 10/27/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
08/31/2022 - 10/27/2023
OSAIC WEALTH, INC. (SCOTTSDALE AZ)
NE
08/31/2022 - 10/27/2023
SECURITIES AMERICA, INC. (LAVISTA NE)
GA
08/31/2022 - 10/27/2023
TRIAD ADVISORS LLC (ATLANTA GA)
MN
08/31/2022 - 10/27/2023
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
08/30/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
WA
04/21/2009 - 06/29/2022
WEDBUSH SECURITIES INC. (SEATTLE WA)
BC
Issued 11/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2024
Series 4 - Registered Options Principal Examination
BC
Issued 08/07/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/05/2023
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 11/02/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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