Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie-ann? Claim Your ProfileKatie-ann Poliquin is a registered representative with Fidelity Brokerage Services LLC. Katie-ann has been in the industry since November 30, 2015 and holds the Series 63, Series 7, Series 9, Series 10 and SIE licenses. Katie-ann is not currently registered with any states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
12/01/2015 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 12/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/23/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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