Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Ann Jackson is a registered representative with RBC Capital Markets, LLC. Katie Ann Jackson is licensed to provide investment advice in 53 states and the District of Columbia. Katie Ann Jackson has been in the financial services industry since December 12, 2010. Prior to joining RBC Capital Markets, LLC, Katie Ann Jackson worked at MORGAN STANLEY and Robert W. Baird & Co. Incorporated. Katie Ann Jackson specializes in providing financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, businesses, and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
08/07/2023 - Present
RBC Capital Markets, LLC (APPLETON WI)
WI
03/09/2022 - 08/23/2023
MORGAN STANLEY (Waukesha WI)
WI
04/04/2016 - 03/11/2022
ROBERT W. BAIRD & CO. INCORPORATED (OCONOMOWOC WI)
IL
12/07/2010 - 03/28/2016
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
BOTH
Issued 01/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2016
Series 24 - General Securities Principal Examination
BC
Issued 06/04/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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