Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Davis is a registered representative of Mutual of America Securities LLC. She has been in the securities industry for 3 months. She is currently registered in 8 states. Katie holds a Series 6, Series 63, Series 99TO and SIE. She is based in Bloomington, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
03/10/2023 - Present
Mutual OF America Securities LLC (BLOOMINGTON MN)
BC
Issued 04/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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