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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Rudow is a financial advisor currently registered with Morgan Stanley. Katie has been in the industry since 2010 and holds a variety of licenses, including Series 6, 7, 63, and 66. Katie has a strong background in the financial services industry and is well-versed in a variety of investment strategies. Katie is dedicated to providing her clients with personalized financial advice that meets their unique needs. Katie has prior experience with Commonwealth Financial Network, MML Investors Services, LLC, and Metlife Securities Inc. Katie is passionate about helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/21/2022 - Present
Morgan Stanley (Rochester NY)
NY
04/19/2013 - 05/11/2016
COMMONWEALTH FINANCIAL NETWORK (PITTSFORD NY)
NY
06/24/2009 - 10/12/2011
MML INVESTORS SERVICES, LLC (ROCHESTER NY)
NY
11/09/2007 - 04/28/2009
METLIFE SECURITIES INC. (ROCHESTER NY)
BOTH
Issued 01/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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