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Katiana Siatras

Wells Fargo Securities, LLC

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About Katiana Siatras

Katiana Siatras is a financial advisor with Wells Fargo Securities, LLC, based in Denver, CO. Katiana has been in the industry since 2006 and holds the Series 7, Series 66, Series 99TO and SIE licenses. Katiana has over 15 years of experience in the financial industry and is registered to conduct business in 53 states. Katiana specializes in providing financial advice to individuals and families.

Firm Information

Katiana Siatras is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katiana Siatras’s Registration & Firm History

CO

11/06/2009 - Present

Wells Fargo Securities, LLC (DENVER CO)

CO

03/05/2007 - 11/06/2009

WELLS FARGO BROKERAGE SERVICES, L.L.C. (DENVER CO)

CO

01/25/2006 - 02/23/2007

WELLS FARGO INVESTMENTS, LLC (THORNTON CO)

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Licenses & Designations

BOTH

Issued 05/01/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Katiana Siatras.
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