Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katia? Claim Your ProfileKatia Knobel is a financial advisor with over 20 years of experience in the industry. Katia currently works at J.P. Morgan Securities LLC and specializes in various financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting. Prior to joining J.P. Morgan Securities LLC, Katia worked at Citi Private Advisory, LLC, Citigroup Global Markets Inc., IDB Capital Corp., Deutsche Bank Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Katia holds a Series 63, Series 7, Series 24, Series 31, and SIE licenses. Katia is registered to provide investment advice in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
11/08/2017 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
03/28/2017 - 10/13/2017
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
12/16/2009 - 10/13/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/12/2006 - 07/15/2009
IDB CAPITAL CORP. (NEW YORK NY)
NY
06/17/2004 - 12/06/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/21/2001 - 10/29/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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