Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katia? Claim Your ProfileKatia Friend is a financial advisor with over 18 years of experience in the financial services industry. Katia is currently registered with SVB Wealth in New York, NY. Katia previously worked for BNY Mellon Securities Corporation, MBSC Securities Corporation, BANC OF AMERICA INVESTMENT SERVICES, INC., and UST SECURITIES CORP. Katia is licensed to provide financial advice in New York. Katia is a Series 6, 7, 63 and 65 licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Planned giving, family office, wealth planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/04/2024 - Present
SVB Wealth (New York NY)
NY
07/20/2020 - 02/02/2023
BNY MELLON SECURITIES CORPORATION (NEW YORK NY)
NY
03/02/2009 - 12/31/2015
MBSC SECURITIES CORPORATION (NEW YORK NY)
NY
02/29/2008 - 12/17/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
12/01/2002 - 03/03/2008
UST SECURITIES CORP. (NEW YORK NY)
NY
10/20/1999 - 12/01/2002
UST FINANCIAL SERVICES CORP. (NEW YORK NY)
IA
Issued 03/04/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Katia Friend is the right advisor for you? Invested Better is here to help.
