Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Weil is a registered investment advisor representative with J.P. Morgan Securities LLC. Kathy has been in the securities industry since 1996. Kathy holds several licenses including Series 7, Series 9, Series 10, Series 31, and Series 63 and 66. Kathy has worked for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and PNC Investments. Currently, Kathy is registered in Alabama, California, Florida, Georgia, Kentucky, North Carolina, Tennessee and Texas. Kathy has experience providing investment advice to individuals, high-net-worth individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
KY
04/22/2021 - Present
J.p. Morgan Securities LLC (LOUISVILLE KY)
WV
02/08/2019 - 03/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTINGTON WV)
KY
03/25/2016 - 01/29/2019
J.P. MORGAN SECURITIES LLC (LOUISVILLE KY)
KY
11/13/2009 - 12/16/2014
PNC INVESTMENTS (LOUISVILLE KY)
KY
08/27/2008 - 11/13/2009
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
KY
04/02/2007 - 05/13/2008
MORGAN STANLEY & CO. INCORPORATED (LOUISVILLE KY)
KY
05/17/2004 - 04/02/2007
MORGAN STANLEY DW INC. (LOUISVILLE KY)
NY
05/05/1998 - 05/10/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kathy Weil is the right advisor for you? Invested Better is here to help.
