Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Tu is an active representative registered with FINRA. She is currently affiliated with Pacific Select Distributors, LLC and has been in the industry for less than 6 months. Kathy has passed the SIE and Series 6TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/28/2024 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
BC
Issued 08/28/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/07/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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