Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Keeler is a financial advisor associated with Empower Financial Services, Inc.. Kathy has been in the industry since 2008. Kathy holds the Series 6, Series 63, and SIE licenses. Kathy is registered with the following states: Alabama, Arkansas, Florida, Georgia, Kentucky, Louisiana, Mississippi, North Carolina, South Carolina, Tennessee, Virginia, and West Virginia. Kathy was previously employed with MML DISTRIBUTORS, LLC, MML INVESTORS SERVICES, LLC, and HARTFORD EQUITY SALES COMPANY INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MA
08/20/2014 - 01/04/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
05/02/2014 - 10/27/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
CT
04/17/2000 - 11/15/2005
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 02/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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