Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Soohyun Ko is a financial advisor registered with Nylife Securities LLC. Kathy has been in the financial services industry since 2008 and holds a Series 6, Series 63, and Series 6TO licenses. Kathy has a strong understanding of the investment industry and is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
10/15/2019 - Present
Nylife Securities LLC (VIENNA VA)
PA
02/28/2008 - 10/23/2009
WELLS FARGO ADVISORS, LLC (HAVERFORD PA)
BC
Issued 07/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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