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Kathy Noel Van fossen

Voya Retirement Advisors, LLC

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About Kathy Noel Van fossen

Kathy Van fossen is a financial advisor with Voya Retirement Advisors, LLC. Kathy has been in the financial services industry since 2008. Kathy holds the Series 6, Series 63 and Series 65 licenses and is registered with the states of Georgia and Michigan. Kathy is also a registered representative with Voya Retirement Advisors, LLC. Kathy's professional experience includes working as a financial advisor for Voya Financial Advisors and Rich's Residential. Kathy also worked as a sales associate for TJ Maxx. Kathy provides financial advice to individuals, corporations, and other businesses, as well as state and municipal government entities.

Firm Information

Kathy Van fossen is currently registered with Voya Retirement Advisors, LLC. Voya Retirement Advisors, LLC is a terminated Limited Liability Company formed in February 2000. The firm is headquartered in Windsor, CT and provides portfolio management for individuals. Voya Retirement Advisors, LLC has 136 investment advisor representatives and manages approximately $27,040,741,407 in regulatory assets under management.
Voya Retirement Advisors, LLC

ONE ORANGE WAY

WINDSOR, CT 06095

$27.04B

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathy Van fossen’s Registration & Firm History

MI

09/28/2010 - Present

Voya Retirement Advisors, LLC (GRAND LEDGE MI)

CT

12/02/2008 - 09/30/2016

VOYA RETIREMENT ADVISORS, LLC (WINDSOR CT)

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Licenses & Designations

IA

Issued 04/10/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/21/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathy Noel Van fossen.
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