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Kathy Michele Trzaskoma

Raymond James Financial Services, Inc.

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About Kathy Michele Trzaskoma

Kathy Trzaskoma is a financial advisor at Raymond James Financial Services, Inc. Kathy has been in the industry since October 20, 2005. Kathy holds the Series 7 and SIE licenses. Kathy has been registered with Raymond James Financial Services, Inc. since February 28, 2020. Prior to that, Kathy was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from October 20, 2005 to March 2, 2020.

Firm Information

Kathy Trzaskoma is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathy Trzaskoma’s Registration & Firm History

VA

02/28/2020 - Present

Raymond James Financial Services, Inc. (Alexandria VA)

VA

10/20/2005 - 03/02/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALEXANDRIA VA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathy Michele Trzaskoma.
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