Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Marie Kaffer is a financial advisor at Creative Planning. Kathy has been in the financial industry since 2015 and holds a Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. She is also a Certified Financial Planner. Kathy's career has included roles at Oscar Gruss & Son Incorporated and Thun Financial Advisors. Kathy is a graduate of New York University Law School. Kathy is a Registered Investment Advisor, meaning Kathy provides investment advice to individuals, families, and businesses. Kathy is registered to provide advisory services in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
10/02/2020 - Present
Creative Planning (Naples FL)
NY
02/15/2017 - 03/13/2017
OSCAR GRUSS & SON INCORPORATED (NEW YORK NY)
IA
Issued 11/20/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
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