Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Mae Costner is a registered representative with Principal Securities, Inc., having joined the firm in June 2009. Kathy has been in the securities industry since 1996, having previously worked with firms such as FSC Securities Corporation, IFG Network Securities, Inc., Morgan Keegan & Company, Inc., MML Investors Services, Inc. and Dean Witter Reynolds Inc. Kathy has a wide range of experience in the financial services industry, having worked as a financial advisor, insurance agent and investment advisor. She is licensed to sell life insurance, fixed annuities, disability insurance, long-term care insurance, health insurance, group health insurance and other various group benefits. Kathy's experience and qualifications make her a valuable asset to the Principal Securities team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TX
01/06/2010 - Present
Principal Securities, Inc. (PITTSBURG TX)
GA
05/04/1998 - 04/12/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
10/17/1996 - 04/29/1998
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
TN
05/08/1995 - 04/29/1996
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MA
01/01/1992 - 12/14/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
12/01/1986 - 04/03/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
08/27/1985 - 12/16/1986
COLLINS-OGDEN, INC.
IA
Issued 12/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/30/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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