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Kathy Mae Burden

Northern Trust Securities, Inc.

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About Kathy Mae Burden

Kathy Mae Burden is a financial professional with over 15 years of experience in the industry. Kathy is currently registered with Northern Trust Securities, Inc. Kathy has a diverse background and holds Series 63, Series 66, Series 7, and SIE licenses. Kathy is able to provide financial advice to a wide range of clients, including individuals, corporations, charitable organizations, and partnerships. Kathy has a proven track record of success in helping clients achieve their financial goals.

Firm Information

Kathy Burden is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathy Burden’s Registration & Firm History

IL

04/19/2017 - Present

Northern Trust Securities, Inc. (LAKE FOREST IL)

IL

01/02/2003 - 07/19/2011

NORTHERN TRUST SECURITIES, INC. (LAKE FOREST IL)

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Licenses & Designations

BC

Issued 06/13/2017

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 06/09/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathy Mae Burden.
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