Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Lynne Colby is a financial advisor with USA Financial Securities LLC, located in Lansing, MI. Kathy has been in the financial industry since 1985. Kathy is licensed to provide financial advice in several states, including Alabama, Arizona, Arkansas, Florida, Georgia, Michigan, Minnesota, North Carolina, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Kathy is a registered representative of FINRA and has held Series 7, 63, 24, 26, and 65 licenses. She has worked with a variety of clients, including individuals, businesses, and high-net-worth individuals. Kathy's areas of expertise include financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
03/27/2024 - Present
USA Financial Securities LLC (Lansing MI)
MI
03/06/1995 - 02/29/2016
DOMINION INVESTOR SERVICES, INC. (LANSING MI)
NA
06/02/1993 - 06/09/1995
INDEPENDENT FINANCIAL SECURITIES, INC.
KS
08/01/1985 - 05/15/1992
WADDELL & REED, INC. (OVERLAND PARK KS)
NA
07/27/1984 - 08/19/1985
MARINER FINANCIAL SERVICES, INC.
IA
Issued 11/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/21/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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