Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Lynn Jimeno is a registered representative of Stifel, Nicolaus & Company, Inc., in Newport Beach, California. Kathy has been in the securities industry since September 3, 1990. Kathy has a Series 63, Series 7, and SIE license and is registered in 47 states. In addition to her work with Stifel, Nicolaus & Company, Inc., Kathy has been employed at Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors LLC. Kathy has experience providing investment advice and financial planning to individuals, high-net-worth individuals, corporations, investment clubs, insurance companies, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, pooled investment vehicles, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/08/2021 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
CA
09/04/1990 - 07/12/2021
WELLS FARGO CLEARING SERVICES, LLC (NEWPORT BEACH CA)
BC
Issued 01/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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