Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Hooper is a financial professional with over 20 years of experience in the financial services industry. She is currently registered with The Leaders Group, Inc. in Littleton, CO. Kathy has previously held positions at CETERA Advisor Networks LLC in Brentwood, TN, Tower Square Securities, Inc. in Brentwood, TN, Pacific Select Distributors, Inc. in Nashville, TN, and Mutual Service Corporation in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/14/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TN
09/03/2013 - 03/03/2014
CETERA ADVISOR NETWORKS LLC (BRENTWOOD TN)
TN
07/18/2008 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (BRENTWOOD TN)
TN
01/13/2005 - 02/21/2008
PACIFIC SELECT DISTRIBUTORS, INC. (NASHVILLE TN)
MA
05/07/2001 - 12/31/2004
MUTUAL SERVICE CORPORATION (BOSTON MA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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