Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy L Chesney is a financial advisor with over 20 years of experience in the industry. Kathy is currently registered with LPL Financial LLC and has been registered with them since May 2022. Prior to that, Kathy was registered with CUNA Brokerage Services, Inc. from September 19, 2000 to May 18, 2022. Kathy holds Series 63, 66, and 7 licenses and the SIE exam. Kathy is registered in 22 states and is also registered with the state of California for investment advisory services. Kathy specializes in providing financial planning, investment management, and consulting services to individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/18/2022 - Present
LPL Financial LLC (OCEANSIDE CA)
CA
09/19/2000 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (OCEANSIDE CA)
BOTH
Issued 09/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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