Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Dunn is a financial professional with over 25 years of experience in the industry. Kathy is currently registered with Empower Financial Services, Inc. and has been with the firm since October 2002. Prior to that, Kathy worked at ONE ORCHARD EQUITIES, INC. and INVESCO DISTRIBUTORS, INC. Kathy holds the Series 6, 7, 26, and 63 licenses. Kathy is dedicated to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/21/2002 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
11/26/1997 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
TX
04/29/1997 - 10/29/1997
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 08/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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