Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Houzner is a financial advisor with over 28 years of experience in the financial services industry. Kathy is currently registered with LPL Financial LLC in Portage, WI. Kathy is a registered representative and investment advisor representative holding Series 6, 7, 63, and 66 securities licenses. Kathy has worked for firms such as Waddell & Reed, Elan Investment Services, Inc., and LPL Financial LLC. Kathy's areas of expertise include financial planning, investment management, and insurance services. Kathy specializes in working with individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
07/21/2021 - Present
LPL Financial LLC (PORTAGE WI)
WI
08/08/1997 - 07/21/2021
WADDELL & REED (PORTAGE WI)
NJ
11/19/1993 - 08/15/1995
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
NJ
03/18/1991 - 09/15/1993
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
BOTH
Issued 08/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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