Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Horton is a financial advisor with over 20 years of experience in the industry. Kathy currently works at Cambridge Investment Research, Inc. Kathy has previously worked at Northwestern Mutual Investment Services, LLC, LPL Financial LLC and Waddell & Reed. Kathy holds a Series 63, 6, 6TO, 26 and SIE license. Kathy is registered with the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
03/01/2024 - Present
Cambridge Investment Research, Inc. (GRAIN VALLEY MO)
KS
11/09/2022 - 08/07/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LEAWOOD KS)
KS
07/21/2021 - 10/15/2021
LPL FINANCIAL LLC (OVERLAND PARK KS)
KS
07/03/2002 - 07/21/2021
WADDELL & REED (OVERLAND PARK KS)
BC
Issued 12/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/09/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kathy Horton is the right advisor for you? Invested Better is here to help.
