Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Hay is a financial professional with over 30 years of experience in the securities industry. Kathy is registered with Park Avenue Securities LLC and holds Series 3, 7, 7TO, 63 and 66 licenses. Kathy also holds the Certified Financial Planner designation. Kathy has worked for several firms during her career including J.P. Morgan Securities Inc. and Lehman Brothers Inc. Kathy is currently registered with Park Avenue Securities LLC in Alabama, Colorado, Florida, Georgia, Massachusetts, New Jersey, New York and Pennsylvania. Kathy is a trustee at Franklin and Marshall College and a session member at Wyoming Presbyterian Church.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/17/2024 - Present
Park Avenue Securities LLC (FLORHAM PARK NJ)
NY
05/26/1994 - 12/31/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/19/1991 - 05/09/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 06/23/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1991
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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