Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Britton is a financial advisor with Raymond James Financial Services Advisors, Inc. Kathy is a registered representative with 24 years of experience in the financial services industry. Kathy is also a registered investment advisor representative in Texas. In addition to providing financial advice, Kathy also provides private banking services through City Bank. Kathy has a broad range of experience in working with individual clients, corporations, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
03/13/2012 - Present
Raymond James Financial Services Advisors, Inc. (LUBBOCK TX)
TX
01/03/2011 - 03/21/2012
WELLS FARGO ADVISORS, LLC (LUBBOCK TX)
TX
09/06/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LUBBOCK TX)
TX
01/25/2000 - 08/01/2006
UBS FINANCIAL SERVICES INC. (LUBBOCK TX)
NY
08/27/1998 - 01/27/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
TX
07/06/1998 - 08/13/1998
LOWELL & COMPANY, INC. (LUBBOCK TX)
IA
Issued 09/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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