Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Fox Nelson is a financial professional with over 20 years of experience in the industry. Kathy is currently registered with Robert W. Baird & Co. Inc. and has previously worked at Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., Morgan Keegan & Company, Inc., Attkinson, Carter & Akers, Incorporated, Dean Witter Reynolds Inc. and Argent Securities, Inc. Kathy is licensed to provide financial advice and services in 19 states. Kathy specializes in portfolio management for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
GA
09/30/2015 - Present
Robert W. Baird & Co. Inc. (Atlanta North Point GA)
GA
07/07/2015 - 09/28/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ATLANTA GA)
GA
06/12/2009 - 07/07/2015
STERNE, AGEE & LEACH, INC. (ATLANTA GA)
GA
10/08/2001 - 06/15/2009
MORGAN KEEGAN & COMPANY, INC. (ALPHARETTA GA)
WI
08/22/2000 - 10/16/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
GA
06/02/1999 - 08/18/2000
ATTKISSON, CARTER & AKERS, INCORPORATED (ATLANTA GA)
NY
05/29/1998 - 05/03/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
GA
11/06/1997 - 05/29/1998
ARGENT SECURITIES, INC. (ATLANTA GA)
BC
Issued 01/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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