Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathy? Claim Your ProfileKathy Tweed is a financial advisor with over 26 years of experience in the industry. Kathy is currently registered with J.P. Morgan Securities LLC and has a total of 25 approved SRO registrations. Kathy has held previous positions with firms including Wells Fargo Clearing Services, LLC, Morgan Stanley & Co., Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC. and William R. Hough & Co.. Kathy holds FINRA Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
04/28/2022 - Present
J.p. Morgan Securities LLC (PALM BEACH GARDENS FL)
FL
12/20/2007 - 02/10/2022
WELLS FARGO CLEARING SERVICES, LLC (PALM BEACH FL)
NY
04/09/2007 - 11/21/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
FL
01/01/1998 - 03/02/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
NA
09/08/1997 - 01/01/1998
NATIONSSECURITIES
FL
04/11/1995 - 08/28/1997
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
WI
02/22/1995 - 04/17/1995
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 08/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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